Network Working Group J. Mahdavi
Request for Comments: 2498 Pittsburgh Supercomputing Center
Category: EXPerimental V. Paxson
Lawrence Berkeley National Laboratory
January 1999

IPPM Metrics for Measuring Connectivity

Status of this Memo

This memo defines an Experimental Protocol for the Internet
community. It does not specify an Internet standard of any kind.
Discussion and suggestions for improvement are requested.
Distribution of this memo is unlimited.

Copyright Notice

Copyright (C) The Internet Society (1999). All Rights Reserved.

1. IntrodUCtion

Connectivity is the basic stuff from which the Internet is made.
Therefore, metrics determining whether pairs of hosts (IP addresses)
can reach each other must form the base of a measurement suite. We
define several such metrics, some of which serve mainly as building
blocks for the others.

This memo defines a series of metrics for connectivity between a pair
of Internet hosts. It builds on notions introduced and discussed in
RFC2330, the IPPM framework document. The reader is assumed to be
familiar with that document.

The structure of the memo is as follows:

+ An analytic metric, called Type-P-Instantaneous-Unidirectional-
Connectivity, will be introduced to define one-way connectivity at
one moment in time.
+ Using this metric, another analytic metric, called Type-P-
Instantaneous-Bidirectional-Connectivity, will be introduced to
define two-way connectivity at one moment in time.
+ Using these metrics, corresponding one- and two-way analytic
metrics are defined for connectivity over an interval of time.

+ Using these metrics, an analytic metric, called Type-P1-P2-
Interval-Temporal-Connectivity, will be introduced to define a
useful notion of two-way connectivity between two hosts over an
interval of time.
+ Methodologies are then presented and discussed for estimating
Type-P1-P2-Interval-Temporal-Connectivity in a variety of
settings.

Careful definition of Type-P1-P2-Interval-Temporal-Connectivity and
the discussion of the metric and the methodologies for estimating it
are the two chief contributions of the memo.

2. Instantaneous One-way Connectivity

2.1. Metric Name:

Type-P-Instantaneous-Unidirectional-Connectivity

2.2. Metric Parameters:

+ Src, the IP address of a host
+ Dst, the IP address of a host
+ T, a time

2.3. Metric Units:

Boolean.

2.4. Definition:

Src has *Type-P-Instantaneous-Unidirectional-Connectivity* to Dst at
time T if a type-P packet transmitted from Src to Dst at time T will
arrive at Dst.

2.5. Discussion:

For most applications (e.g., any TCP connection) bidirectional
connectivity is considerably more germane than unidirectional
connectivity, although unidirectional connectivity can be of interest
for some security applications (e.g., testing whether a firewall
correctly filters out a "ping of death"). Most applications also
require connectivity over an interval, while this metric is
instantaneous, though, again, for some security applications
instantaneous connectivity remains of interest. Finally, one might
not have instantaneous connectivity due to a transient event such as
a full queue at a router, even if at nearby instants in time one does
have connectivity. These points are addressed below, with this
metric serving as a building block.

Note also that we have not explicitly defined *when* the packet
arrives at Dst. The TTL field in IP packets is meant to limit IP
packet lifetimes to 255 seconds (RFC791). In practice the TTL field
can be strictly a hop count (RFC1812), with most Internet hops being
much shorter than one second. This means that most packets will have
nowhere near the 255 second lifetime. In principle, however, it is
also possible that packets might survive longer than 255 seconds.
Consideration of packet lifetimes must be taken into account in
attempts to measure the value of this metric.

Finally, one might assume that unidirectional connectivity is
difficult to measure in the absence of connectivity in the reverse
direction. Consider, however, the possibility that a process on
Dst's host notes when it receives packets from Src and reports this
fact either using an external channel, or later in time when Dst does
have connectivity to Src. Such a methodology could reliably measure
the unidirectional connectivity defined in this metric.

3. Instantaneous Two-way Connectivity

3.1. Metric Name:

Type-P-Instantaneous-Bidirectional-Connectivity

3.2. Metric Parameters:

+ A1, the IP address of a host
+ A2, the IP address of a host
+ T, a time

3.3. Metric Units:

Boolean.

3.4. Definition:

Addresses A1 and A2 have *Type-P-Instantaneous-Bidirectional-
Connectivity* at time T if address A1 has Type-P-Instantaneous-
Unidirectional-Connectivity to address A2 and address A2 has Type-P-
Instantaneous-Unidirectional-Connectivity to address A1.

3.5. Discussion:

An alternative definition would be that A1 and A2 are fully connected
if at time T address A1 has instantaneous connectivity to address A2,
and at time T+dT address A2 has instantaneous connectivity to A1,
where T+dT is when the packet sent from A1 arrives at A2. This
definition is more useful for measurement, because the measurement

can use a reply from A2 to A1 in order to assess full connectivity.
It is a more complex definition, however, because it breaks the
symmetry between A1 and A2, and requires a notion of quantifying how
long a particular packet from A1 takes to reach A2. We postpone
discussion of this distinction until the development of interval-
connectivity metrics below.

4. One-way Connectivity

4.1. Metric Name:

Type-P-Interval-Unidirectional-Connectivity

4.2. Metric Parameters:

+ Src, the IP address of a host
+ Dst, the IP address of a host
+ T, a time
+ dT, a duration
{Comment: Thus, the closed interval [T, T+dT] denotes a time
interval.}

4.3. Metric Units:

Boolean.

4.4. Definition:

Address Src has *Type-P-Interval-Unidirectional-Connectivity* to
address Dst during the interval [T, T+dT] if for some T' within [T,
T+dT] it has Type-P-instantaneous-connectivity to Dst.

5. Two-way Connectivity

5.1. Metric Name:

Type-P-Interval-Bidirectional-Connectivity

5.2. Metric Parameters:

+ A1, the IP address of a host
+ A2, the IP address of a host
+ T, a time
+ dT, a duration
{Comment: Thus, the closed interval [T, T+dT] denotes a time
interval.}

5.3. Metric Units:

Boolean.

5.4. Definition:

Addresses A1 and A2 have *Type-P-Interval-Bidirectional-Connectivity*
between them during the interval [T, T+dT] if address A1 has Type-P-
Interval-Unidirectional-Connectivity to address A2 during the
interval and address A2 has Type-P-Interval-Unidirectional-
Connectivity to address A1 during the interval.

5.5. Discussion:

This metric is not quite what's needed for defining "generally
useful" connectivity - that requires the notion that a packet sent
from A1 to A2 can elicit a response from A2 that will reach A1. With
this definition, it could be that A1 and A2 have full-connectivity
but only, for example, at time T1 early enough in the interval [T,
T+dT] that A1 and A2 cannot reply to packets sent by the other. This
deficiency motivates the next metric.

6. Two-way Temporal Connectivity

6.1. Metric Name:

Type-P1-P2-Interval-Temporal-Connectivity

6.2. Metric Parameters:

+ Src, the IP address of a host
+ Dst, the IP address of a host
+ T, a time
+ dT, a duration
{Comment: Thus, the closed interval [T, T+dT] denotes a time
interval.}

6.3. Metric Units:

Boolean.

6.4. Definition:

Address Src has *Type-P1-P2-Interval-Temporal-Connectivity* to
address Dst during the interval [T, T+dT] if there exist times T1 and
T2, and time intervals dT1 and dT2, such that:

+ T1, T1+dT1, T2, T2+dT2 are all in [T, T+dT].
+ T1+dT1 <= T2.
+ At time T1, Src has Type-P1 instantanous connectivity to Dst.
+ At time T2, Dst has Type-P2 instantanous connectivity to Src.
+ dT1 is the time taken for a Type-P1 packet sent by Src at time T1
to arrive at Dst.
+ dT2 is the time taken for a Type-P2 packet sent by Dst at time T2
to arrive at Src.

6.5. Discussion:

This metric defines "generally useful" connectivity -- Src can send a
packet to Dst that elicits a response. Because many applications
utilize different types of packets for forward and reverse traffic,
it is possible (and likely) that the desired responses to a Type-P1
packet will be of a different type Type-P2. Therefore, in this
metric we allow for different types of packets in the forward and
reverse directions.

6.6. Methodologies:

Here we sketch a class of methodologies for estimating Type-P1-P2-
Interval-Temporal-Connectivity. It is a class rather than a single
methodology because the particulars will depend on the types P1 and
P2.

6.6.1. Inputs:

+ Types P1 and P2, addresses A1 and A2, interval [T, T+dT].
+ N, the number of packets to send as probes for determining
connectivity.
+ W, the "waiting time", which bounds for how long it is useful to
wait for a reply to a packet.
Required: W <= 255, dT > W.

6.6.2. Recommended values:

dT = 60 seconds.
W = 10 seconds.
N = 20 packets.

6.6.3. Algorithm:

+ Compute N *sending-times* that are randomly, uniformly distributed
over [T, T+dT-W].
+ At each sending time, transmit from A1 a well-formed packet of
type P1 to A2.
+ Inspect incoming network traffic to A1 to determine if a
successful reply is received. The particulars of doing so are
dependent on types P1 & P2, discussed below. If any successful
reply is received, the value of the measurement is "true". At
this point, the measurement can terminate.
+ If no successful replies are received by time T+dT, the value of
the measurement is "false".

6.6.4. Discussion:

The algorithm is inexact because it does not (and cannot) probe
temporal connectivity at every instant in time between [T, T+dT].
The value of N trades off measurement precision against network
measurement load. The state-of-the-art in Internet research does not
yet offer solid guidance for picking N. The values given above are
just guidelines.

6.6.5. Specific methodology for TCP:

A TCP-port-N1-port-N2 methodology sends TCP SYN packets with source
port N1 and dest port N2 at address A2. Network traffic incoming to
A1 is interpreted as follows:

+ A SYN-ack packet from A2 to A1 with the proper acknowledgement
fields and ports indicates temporal connectivity. The measurement
terminates immediately with a value of "true". {Comment: if, as a
side effect of the methodology, a full TCP connection has been
established between A1 and A2 -- that is, if A1's TCP stack
acknowledges A2's SYN-ack packet, completing the three-way
handshake -- then the connection now established between A1 and A2
is best torn down using the usual FIN handshake, and not using a
RST packet, because RST packets are not reliably delivered. If
the three-way handshake is not completed, however, which will
occur if the measurement tool on A1 synthesizes its own initial
SYN packet rather than going through A1's TCP stack, then A1's TCP
stack will automatically terminate the connection in a reliable
fashion as A2 continues transmitting the SYN-ack in an attempt to
establish the connection. Finally, we note that using A1's TCP
stack to conduct the measurement complicates the methodology in
that the stack may retransmit the initial SYN packet, altering the
number of probe packets sent.}

+ A RST packet from A2 to A1 with the proper ports indicates
temporal connectivity between the addresses (and a *lack* of
service connectivity for TCP-port-N1-port-N2 - something that
probably should be addressed with another metric).
+ An ICMP port-unreachable from A2 to A1 indicates temporal
connectivity between the addresses (and again a *lack* of service
connectivity for TCP-port-N1-port-N2). {Comment: TCP
implementations generally do not need to send ICMP port-
unreachable messages because a separate mechanism is available
(sending a RST). However, RFC1122 states that a TCP receiving an
ICMP port-unreachable MUST treat it the same as the equivalent
transport-level mechanism (for TCP, a RST).}
+ An ICMP host-unreachable or network-unreachable to A1 (not
necessarily from A2) with an enclosed IP header matching that sent
from A1 to A2 *suggests* a lack of temporal connectivity. If by
time T+dT no evidence of temporal connectivity has been gathered,
then the receipt of the ICMP can be used as additional information
to the measurement value of "false".

{Comment: Similar methodologies are needed for ICMP Echo, UDP, etc.}

7. Acknowledgments

The comments of Guy Almes, Martin Horneffer, Jeff Sedayao, and Sean
Shapira are appreciated.

8. Security Considerations

As noted in RFC2330, active measurement techniques, such as those
defined in this document, can be abused for denial-of-service attacks
disguised as legitimate measurement activity. Furthermore, testing
for connectivity can be used to probe firewalls and other security
mechnisms for weak spots.

9. References

[RFC1812] Baker, F., "Requirements for IP Version 4 Routers", RFC
1812, June 1995.

[RFC1122] Braden, R., Editor, "Requirements for Internet Hosts --
Communication Layers", STD, 3, RFC1122, October 1989.

[RFC2330] Paxson, V., Almes, G., Mahdavi, J. and M. Mathis,
"Framework for IP Performance Metrics", RFC2330, May
1998.

[RFC791] Postel, J., "Internet Protocol", STD 5, RFC791, September
1981.

10. Authors' Addresses

Jamshid Mahdavi
Pittsburgh Supercomputing Center
4400 5th Avenue
Pittsburgh, PA 15213
USA

EMail: mahdavi@psc.edu

Vern Paxson
MS 50A-3111
Lawrence Berkeley National Laboratory
University of California
Berkeley, CA 94720
USA

Phone: +1 510/486-7504
EMail: vern@ee.lbl.gov

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